November 2005
 New VC

Human Subjects

IUPUI HRPP Receives Full AAHRPP Accreditation

IUPUI/Clarian SOP for IRB Operations and Study Approval Process (v 05/05 to v 08/05)
Section 5.10.8 lists specific criteria the IRB will consider when determining which protocols require review more often than annually. Select the HTML or PDF format below to view the SOP:

IRB Operations and Study Approval Process
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IUPUI/Clarian SOP for Children in Research (v 05/05 to v 08/05)
Section 5.3.1 clarifies that permission must be obtained from both parents or guardians, unless one parent is deceased, unknown, incompetent, or not reasonably available, or when only one parent has legal responsibility for the care and custody of the child and specifies that although research with children falling into categories 1 or 2 allows for permission from only one parent, it may be inappropriate in some cases to do so. Select the HTML or PDF format below to view the SOP:

Children in Research
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IUPUI/Clarian SOP for Subject Confidentiality and Privacy (v 9/15/04 to v 08/05)
Table 1: Summary of Mechanisms to Use Protected Health Information (PHI) for Research Purposes, Use of De-Identified Data and section 5.5.3 clarify that researchers must have legitimate access to PHI in order to create a de-identified data set or are obtaining de-identified data from someone who has legitimate access to PHI. This access must be justified and documented by the researcher and considered by the IRB. Select the HTML or PDF format below to view the SOP:

Subject Confidentiality and Privacy
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Summary Safeguard Statement (v 06/05 to v 08/05)
[NOTE: IT IS NOT NECESSARY TO UPDATE TO v 08/05 IF YOUR STUDY IS CURRENTLY USING v 06/05).
Under Section III., Children, Categories 1 and 2, investigators must provide justification if permission from only one parent or guardian will be solicited.

Under Section III., Children, Categories 3 and 4 specify that permission must be solicited from both parents unless one parent is deceased, unknown, incompetent, or not reasonably available, or when only one parent has legal responsibility for the care and custody of the child. Select the HTML or PDF format below to view the form:

Summary Safeguard Statement
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Application for Research Not Subject to the FDA or Common Rule Definitions of Human Subjects Research (v 05/05 to v 08/05)
Under Research involving de-identified data created from Protected Health Information (PHI) from a HIPAA covered entity, investigators must indicate if they are creating or obtaining a de-identified data set and provide details regarding the de-identification process. Select the HTML or PDF format below to view the form:

Application for Research Not Subject to the FDA or Common Rule Definitions of Human Subjects Research
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New Guidance for Submitting an Updated Clinical Investigator Brochure (CIB) to the IRB
Previously, investigators were required to report updates to their CIB in the form of a memo. The memo was required to document the study number and title, the changes to the CIB, a statement as to the effect of the changes on the risk: benefit ratio, whether the Informed Consent Statement (ICS) should be updated, and the signature of the principal investigator. Subsequently, if the updates resulted in changes to the ICS, this had to be reported in the form of a separate amendment.


With the new requirement, the entire process is simplified. The amendment form requests all information previously required in the CIB memo, and should the informed consent require updating, this can be accomplished utilizing the same amendment form. Two copies of the updated CIB and ICS (if applicable) are required to be submitted with the amendment form. Please contact Research Compliance Administration at 317.274.8289 with any questions.

Internal Guidance for Registration of Clinical Research Studies
Information is presented in a Frequently Asked Questions (FAQs) format. The grace period for registering studies that are already enrolling subjects was scheduled to end on September 13. Not all studies require registration, but it is clear that many do. The responsibility for study registration is shared between the lead investigator and the sponsoring organization. In some cases, the sponsor may assist and/or manage the registration, but the process varies somewhat depending upon the sponsor. In the case of many investigator-initiated studies, particularly investigator-held IND's or IDE's, the lead investigator is the responsible party. Compliance with this policy may require your immediate action and will remain a continuing obligation.

If you still have questions after reading it, please contact:
Pam DeWeese, Administrative Director, Clinical Trials Program
P: 317.278.2865
F: 317.278.6870
http://medicine.iupui.edu/ctp

Sponsored Research Services
NIH Announces Plans to Transition to the SF424 Application and Electronic Submission through Grants.gov
Initial plans for proposal submission dates that must be submitted through Grants.gov are as follows:

December 1, 2005 — Small Business Innovative Research (SBIR) and Small Business Technology Transfer Programs (STTR) (R41, R42, R43, R44)

December 15, 2005 — Support for Conferences & Scientific Meetings (R13 & U13)

January 25, 2006* — Academic Research Enhancement Awards (AREA) (R15) (*Changed to February 25, 2006 per NOT-OD-05-080)

June 1, 2006 — Small Grant Programs (R03) & Exploratory/Development Research Grant Awards (R21)

October 1, 2006 — Research Project Grant Program (R01)

The NIH notice in its entirety can be viewed at http://grants.nih.gov/grants/guide/notice-files/NOT-OD-05-067.html.

For those submitting to programs using the Grants.gov application process, please allow ample time for processing as one issue with the Grants.gov system is that it is vulnerable to heavy user loads and often becomes unstable as deadlines approach. Full proposals should be routed and received three business days before the submission deadline. For those needing additional time to complete the narrative portion of the proposal, the budget should be pre-certified by Sponsored Research Services (SRS) or the partial proposal routing process should be used. If these alternatives are utilized, the final product for Grants.gov submissions should be received in SRS at least 48 hours before the time that the proposal is due because of the unreliability of the Grants.gov submission system.

SRS is happy to provide training on the SF424 application and Grants.gov submission system to both faculty and staff. Please contact Michelle Artmeier, Director of Proposal Services, at 317.278.8644 to set up a time for your area.


2006 NIH Loan Repayment Program Announced
To qualify, applicants must possess a doctoral-level degree, devote 50% or more of their time (20 hours per week based on a 40-hour work week) to research funded by a domestic non-profit organization or government entity (federal, state, or local), and have educational loan debt equal to or exceeding 20% of their institutional base salary. Applicants must also be U.S. citizens, permanent residents, or U.S. nationals to be eligible.

All applications for 2006 awards must be submitted online by 8:00 PM EST, December 1, 2005.

For an online application, program information, or other assistance, visit the LRP Web site at www.lrp.nih.gov, telephone the LRP Helpline at 866.849.4047, or send email inquiries to lrp@nih.gov.

NIH Announces Plans to Eliminate Mailing of Paper Notifications: Summary Statements & Peer Review Outcome Letters
Over the next two grant review cycles, the NIH will discontinue mailing the following two kinds of documents:

Summary Statements:
Beginning October 1, 2005, NIH will no longer send hard copies of the Summary Statements to Principal Investigators (PIs) and Individual Fellows Applicants. Summary Statements are accessible electronically to PIs and Fellows in the eRA Commons within approximately 8 weeks of the Scientific Review Group (SRG) meeting.

Review Outcome “Mailers”:
Beginning February 1, 2006, the NIH will no longer send hard copies of the notification letter (also known as a “mailer”) to PIs and Fellows regarding the review outcome of an application by the SRG. When the SRG rosters and meeting dates become available, they may be accessed through http://www.csr.nih.gov/Committees/rosterindex.asp (Center for Scientific Review [CSR] reviews) or http://era.nih.gov/roster/ (Institute/Center reviews). Scores will be posted in the eRA Commons approximately 5 working days after the SRG meeting.

At this time, the NIH will continue to send assignment and change of assignment mailers. However, this information is also accessible on the eRA Commons.

Full text of this NIH announcement can be found at http://grants.nih.gov/grants/guide/notice-files/NOT-OD-05-075.html.

For those investigators needing an NIH eRA Commons account set up, please e-mail your full name and University user-ID to srsinfo@iupui.edu. Sponsored Research Services (SRS) will then initiate an account in your name and assist you with any questions concerning the system.


What's New

IUPUI Staff Nominated for the United Way Leadership Program

Yaobin Chen
Dr. Yaobin Chen, who is participating in the Ardath Burkhart Series Leadership Program, is Associate Dean for Research and Acting Chair and Professor of Electrical and Computer Engineering at the Purdue School of Engineering and Technology, Indiana University-Purdue University Indianapolis (IUPUI). Prior to joining IUPUI in 1990, he was with the faculty of electrical engineering and computer science at George Washington University, Washington, DC. Dr. Chen received his BS degree from Nanjing Institute of Technology, Nanjing, China in 1982, MS and Ph.D. degrees from Rensselaer Polytechnic Institute, Troy, New York, in 1986 and 1988 respectively, all in electrical engineering.

Dr. Chen’s areas of expertise include modeling, control, optimization, and simulation of advanced transportation and vehicle systems, biological systems, and communication systems, real-time motion control, computational intelligence and its applications. He has authored and co-authored more than 90 technical papers in refereed journals and conference proceedings. His research has been sponsored by several federal agencies including National Science Foundation, Defense Advanced Research Projects Agency, United States Army, United States Navy (ONR), Department of Transportation, Department of Education, and National Aeronautics and Space Administration, as well as private companies.

Dr. Chen is an associate editor for International Journal of Intelligent Control and Systems, and International Journal of Intelligent Automation and Soft Computing. He was a recipient of the National Science Foundation Research Initiation Award in 1991, the Max Distinguished Professor Award and Doris Merritt Outstanding Leadership Award from the Purdue School of Engineering and Technology in 2000. He is a co-inventor of two U.S. patents.


NiCole Keith
Dr. NiCole Keith, who is taking part in the Executive Women's Leadership Program, joined IUPUI’s School of Physical Education and Tourism Management in the fall of 2002. Dr. Keith specializes in Exercise Physiology. She is the recipient of the Department of Physical Education Sue Barrett Research Award.

Etta Ward
Etta Ward, who is participating in the Leadership Training & Development for Diversity Series, joined the IUPUI Office for Professional Development (OPD) staff in June 2002. She serves as the Director for Scholarly and Creative Activity Program (SCAP). Prior to coming to work for the university, Etta worked in the non profit sector as Associated Director of Program Services, focusing on statewide program development, grants administration, fund raising, and volunteer development. Etta’s primary responsibilities at OPD include sponsored programs development through grant writing and funding search consultations and workshops, internal grant administration, development and administration of the IUPUI Preparing Future Faculty program, and providing assistance with the identification, evaluation and processing of external funding opportunities.


About the United Way’s community leadership programs
Each leadership series combines classes and practical experiences to help participants further develop leadership skills, increase their knowledge of the community and acquire the skills to become a successful board member. Topics on the 2005-2006 schedule include board governance, diversity, legal liability, resource development and creating collaborative communities.

Community volunteers and program alumni select participants based on professional achievement, commitment to community service and volunteerism, and willingness to create impact within central Indiana. For information about United Way’s community leadership programs including participation in 2006-2007 programs, please contact Matthew Holley, 317.921.1274 or matt.holley@uwci.org.
Holiday Hours
IUPUI Office of the Vice Chancellor for Research and Graduate Education

Additional holiday closing information is provided for the following offices:

Research Compliance Administration (IRB/IBC)

If there is a life-threatening emergency which necessitates the use of an investigational agent, please call University Hospital Pharmacy at 317.274.0362.

Sponsored Research Services (SRS)

Thanksgiving:
Proposals with a December 1 deadline should have the budgets reviewed by SRS prior to November 18. Email budgets for review to:

SRS Bloomington: resdev@indiana.edu
SRS Indianapolis: srsinfo@iupui.edu

Christmas/New Year:
Any proposals due at the agency on, or before, Jan. 6, 2006 must be delivered to Sponsored Research Services no later than Monday, Dec. 19, 2005. Budgets should be reviewed by December 12. Email budgets to:

SRS Bloomington: resdev@indiana.edu
SRS Indianapolis: srsinfo@iupui.edu

Researchers and project directors on the East, Kokomo, Northwest, South Bend and Southeast campuses should check with the research or academic affairs office on their campus for special holiday hours.

Scientists and Subjects: An Online Seminar on the Ethics of Research with Human Subjects
Six years of experience offering the Scientists and Subjects seminar has allowed us to develop an intensive, focused curriculum addressing core issues in human subjects research. To maximize interaction and attention to each seminar member's concerns, each cohort will be limited to 17 members on a first-come, first-served basis. The seminar fee is $200. Continuing Medical Education credits are available for an additional processing fee of $50 (16 credits).

Prospective participants must submit a check or purchase order to cover the registration fee and complete an application form, available on the Web at http://poynter.indiana.edu/sas/, no later than Friday, December 9, 2005.

For more information, contact: Kenneth D. Pimple, SAS Project Director, Poynter Center, Indiana University, 618 East Third Street, Bloomington, IN 47405-3602; 812.856.4986; FAX 855.3315; pimple@indiana.edu; http://poynter.indiana.edu/sas/.=20.

Kenneth D. Pimple, Ph.D.
Director of Teaching Research Ethics Programs Poynter Center for the Study of Ethics and American Institutions Affiliate Faculty, Indiana University Center for Bioethics Indiana University
618 East Third Street
Bloomington IN 47405-3602
Tel: 812.856.4986
FAX 855.3315
http://poynter.indiana.edu/
http://mypage.iu.edu/~pimple/


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